1 Albion Street Wakefield, MA 01880

drodrigues@ceteraadvisors.com

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November 11, 2021

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Fax: 781-245-4488

1 Albion Street

Wakefield, MA 01880

drodrigues@ceteraadvisors.com

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1 Albion Street, 3rd Floor, Wakefield, MA 01880 United States

Business Continuity Important Disclosures

Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.